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Sigmund Freud

Editor: Nancy A. Piotrowski, Ph.D.,
    University of California, Berkeley
ISBN: 978-1-58765-199-1
List Price: $104

October 2004 · 2 volumes · 1,008 pages · 6"x9"

Sigmund Freud in London in 1938, a year before his death at age eighty-three. (Library of Congress)

Psychology Basics
Women's Psychology: Sigmund Freud

TYPE OF PSYCHOLOGY: Personality
FIELDS OF STUDY: Classic analytic themes and issues; personality theory

Sigmund Freud, the first person to develop a comprehensive theory of personality, thought that women undergo distinct experiences in the development of their personalities. He believed that traumatic events during the phallic stage (from approximately three to five years of age) were likely to hinder normal female development, the results being a failure of same-sex identification and a diminished superego or moral capacity.

KEY CONCEPTS
      ∙ free association
      ∙ id
      ∙ identification
      ∙ instincts
      ∙ Oedipus complex
      ∙ penis envy
      ∙ psychosexual stages of development
      ∙ superego

Two central concepts underlie Sigmund Freud's theory of personality development. The first is the notion of the unconscious; the second concept has to do with the role of infantile sexuality. Freud believed that consciousness could be viewed as a continuum of experience, with one pole being the familiar one of acute awareness of one's thoughts, feelings, and behaviors and the other pole being a state of profound unconsciousness in which one's feelings, thoughts, and wishes are completely beyond one's awareness. Midway between these poles is the preconscious, which Freud believed contained material or mental life from both the conscious and the unconscious and could, with effort, be made totally conscious. Freud believed that the bulk of mental life is represented in the unconscious, with only a small portion, "the tip of the iceberg," being conscious awareness.

Operating from the depths of the unconscious, a structure of personality known as the id operates to seek pleasure, to avoid pain at all costs, and to accomplish solely selfish aims. The id is the source of all psychic energy, including both sexual and aggressive instincts.

PSYCHOSEXUAL STAGES OF DEVELOPMENT THEORY
Freud proposed that the sexual instincts are critical and that personality develops over time as the individual responds to these instincts. He believed that a number of component instincts arise from various regions of the body. These instincts strive for satisfaction in what he calls organ pleasure. Each of these organs is the focus of a phase or stage of development, the first of which is the oral stage. The oral stage begins at birth and continues through the first year, as the infant seeks pleasure through the mouth and the mouth becomes the source of all gratification. Milk from the mother's breast or a bottle is devoured, just as, later, any object that the child can reach will be manipulated and explored orally. The child takes in physical nourishment in the same way that he or she takes in, in a very rudimentary way, the behaviors, values, and beliefs of others, beginning the basis for later identification with others.

The second psychosexual stage of development is the anal stage, which Freud believed revolved around the pleasure associated with elimination. During the second year of life, the child begins taking control of urination and defecation, trying to do so within parental and societal limits.

Freud believed that both boys and girls proceed through the oral stage in essentially the same manner. For both, the mother is the primary love object. Sometime after the third year, however, Freud believed that the sexes diverge. In the third, or phallic, stage of development, both boys and girls discover the pleasurable nature of the genitals. For boys, the stage is centered on the Oedipus complex, in which they develop strong sexual feelings toward their mothers. These feelings are accompanied by others, such as anger and jealousy, as fathers are perceived as competitors for mothers' affection and attention. As sexual desires heighten, the boy begins to perceive competition and hostility from the father. The sense of peril becomes located in the physical source of the boy's feelings for his mother, the penis, and the result is a phenomenon that Freud called castration anxiety-the fear that the father will retaliate. Over time, fear of castration motivates the boy to give up the mother as a love object and turn toward the father in same-sex identification. According to Freud, this strengthening identification with the father is essential for the development of a solid superego, which, in turn, empowers the male, making possible major contributions to culture and society.

Unlike the male's experience, the onset of the phallic stage for females entails a major trauma: the realization that she does not have a penis. Often, the realization is accompanied by the notion that the mother is responsible for her own and her daughter's castrated state. Here the little girl turns away from her mother as the primary love object and turns toward her father, limiting her future chances for same-sex identification. Feelings of inferiority pervade, and she falls victim to penis envy, a chronic wish for the superior male organ. Freud believed that, as a result of this trauma, the remaining course of female development would be difficult at best and that the accomplishment of same-sex identification was questionable. The girl's life is thus spent in search of a substitute penis, which Freud thought might be a husband or a child, particularly a male child. Indeed, Freud believed that the single most rewarding relationship in a woman's life would be her relationship with her son, regarding which her feelings would be totally unambivalent.

Freud believed that the foundations of personality were in place by the end of the phallic stage. He described the post-Oedipal period, beginning with the latency stage, as a period when children repress, or make unconscious, the sexual conflicts of the Oedipal period. Females during this time are said to be more passive and less aggressive than boys, but, like boys, they tend to seek out same-sex play groups.

The final psychosexual stage of development is the genital stage. Unlike the previous, more self-centered periods of stimulation and gratification, the genital stage marks a period of sexual attraction to others and a time during which social activities and career goals become important before marriage. The child is thus transformed into an adult. Freud believed that, in some cases, failure to resolve the female Oedipus complex results in neurosis, which he often observed in his practice with female patients. He believed that in other cases the lack of resolution caused a masculinity complex in which women attempt to succeed in traditionally male endeavors (he offered this explanation to his contemporary female analysts for their behavior). Freud believed that the female's failure to unite with her mother in post-Oedipal identification, and her subsequent diminished superego capacity, caused her to have a tendency toward negative personality traits and an inability to apply objective standards of justice.

CRITICISMS
Several of Freud's contemporaries, including some female analysts, were critical of Freud's views on the psychology of women. Among his critics was Karen Horney, who rejected the idea that penis envy is central to normal female development. She acknowledged, however, that from a cultural point of view, envy of the male role might explain some of Freud's clinical observations better than the biological notion of penis envy. In addition, after many years of analyzing female patients, Horney began analyzing males; from her observations, she concluded that males often exhibit an intense envy of pregnancy, childbirth, and motherhood, as well as of the breasts and of the act of suckling.

FREE INTERPRETATION AND DREAM ANALYSIS
Historically, psychoanalysis has represented a method of psychological observation, a set of theoretical constructs or ideas, and an approach to psychotherapy. When Freud began psychoanalysis, it was a method of observation intended to broaden the knowledge of human behavior. Believing that the unconscious is the major clue to solving problems of human behavior, Freud used two processes to understand it: free association and dream interpretation. Free association, the reporting of what comes to mind in an unedited fashion, was an important tool used to discover the contents of the unconscious. Freud believed that all thoughts are connected in some fashion and that therefore the spontaneous utterances of the patient are always meaningful clues to what has been repressed or buried in the unconscious. Freud also believed that the unconscious can be clarified by means of dream interpretation. Those thoughts and impulses that are unacceptable to the conscious mind are given symbols in dreams.

An interesting study conducted by Calvin Hall in 1964 illustrates how the interpretation of dreams has been used in research-in this case, to test Freud's observation that the female superego is not as strong as it appears to be in males. Hall reasoned that a person with a strong internalized superego would be independent of external agents, whereas a person who has a less internalized superego would tend to disown his or her own guilt and blame external authority figures. Hall further made the assumption that dreams in which the dreamer was the victim of aggression were expressions of an externalized superego, whereas dreams in which the dreamer was the victim of misfortune (accident, circumstance) were expressions of an internalized superego. It was hypothesized that females would be more likely to dream of themselves as victims of aggression and males would be more likely to dream of themselves as victims of misfortune. Careful content analysis of more than three thousand dreams of young adults was performed. Results supported the hypotheses, although Hall cautioned that additional hypotheses should be tested and more diverse data collected to support thoroughly Freud's theory of the differences between the male and the female superego.

TRANSFERENCE AND THE UNCONSCIOUS
Freud was also the first to understand and describe the concept of transference, the patient's positive or negative feelings that develop toward the therapist during the long, intimate process of analysis. These feelings often relate to earlier ones that the patient has had for significant others: namely, mother, father, or sibling. The analysis of transference has become extremely important to neo-Freudian analysts, particularly as it relates to the treatment of borderline and other personality disturbances.

Another aspect of Freud's legacy involves the many theoretical constructs that psychoanalysis has generated. Among these is the concept of the unconscious. Freud provided many everyday examples of the operation of the unconscious as he described slips of the tongue and other phenomena. He was convinced that such slips, now known as "Freudian slips," were not accidental at all, but somehow expressed unconscious wishes, thoughts, or desires. For example, the woman who loses her wedding ring wishes she had never had it.

MENTAL ILLNESS THERAPY
Finally, psychoanalysis also represents a method of therapy that Freud and later analysts used to treat the symptoms of mental illness. Practicing for many years, Freud refined his technique, using free association and dream interpretation to help patients gain insight into themselves by recognizing their unconscious patterns and to help them work through the unconscious conflicts that affect everyday life. Many of Freud's patients were women, and it was from these women's recollections in analysis that Freud built his theory of female development. Some of Freud's critics argue that building a theory of normal development from the observation of pathology or abnormality represents an inappropriate conceptual leap.

SEXUAL BASIS OF NEUROSIS
During years of analysis, Freud became convinced of the sexual basis of neurosis. He believed that sexual experiences occurring prior to puberty and stored in the unconscious as memories produced conflict that later caused certain neurotic conditions. These ideas, often referred to as Freud's seduction theory, were used to explain hysterical symptoms such as paralysis, blindness, inability to understand the spoken word (receptive aphasia), and sexual dysfunction as the result of sexual abuse probably occurring before ages six to eight. It is important to note, however, that Freud later revised his thinking on infantile sexuality and concluded that it is the thought or psychic reality of the individual that counts more than the physical reality of events. In other words, a person might fantasize a seduction, store the fantasy in unconscious memory (repress it), and have that conflictual memory cause neurosis just as readily as the memory of an actual seduction. Some recent critics have suggested that Freud's reformulation represented a form of denial of his inability to recognize the prevalence of sexual abuse at that time.

FREUD'S BACKGROUND AND IMPACT
Born in 1856 to Jewish parents, Freud lived and practiced most of his life in Vienna. He was graduated from medical school in 1881 and practiced as a clinical neurologist for several years before becoming interested in the "talking cure" that his colleague, Josef Breuer, had developed as a means of dealing with his patients' emotional symptoms. Freud's writings and lectures on the subject of hysteria and its sexual roots led him to be ostracized by most of his medical colleagues. His medical training and the influence of the work of Charles Darwin were largely responsible for his emphasis on sexual and aggressive instincts as the basis for behavior.

Freud's theory was important because it was the first of its kind and because it was controversial, generating further research into and theorizing about the female personality.

CHALLENGES TO FREUDIAN THEORY
Over the years, many aspects of Freudian theory have been challenged. Freud's notion that penis envy is a primary motivator in the female personality was challenged by Karen Horney, who believed that, if it existed, a woman's envy was related to the male's privileged role in society. Freud's idea that the clitoral orgasm is immature and must be surrendered for the vaginal orgasm at puberty spurred work by William Masters and Virginia Johnson, who concluded, after much rigorous research, that orgasm is a reaction of the entire pelvic area.

Freud's theory has forced critics to determine what is uniquely female about personality. In Toward a New Psychology of Women (1976), Jean Baker Miller attempted to show how traditional theories of female behavior have failed to acknowledge the essence of the female personality. Miller suggested that affiliation is the cornerstone of the female experience and that it is in response to her relationships with others that a woman's personality grows and develops.

In her book In a Different Voice (1982), Carol Gilligan disputes Freud's notion that females show less of a sense of justice than males and have weak superegos. She argues that morality involves respect for the needs of self balanced with respect for the needs of others; thus, it is not that females lack the justice principle, but rather that they have different expressions of justice and different internal and external demands.

Heavily influenced by Freud, many object-relations theorists continue to make contributions in the area of psychotherapy with clients whose early relationships have been disturbed or disrupted. This work will continue to constitute the basis for decisions made by courts, adoption agencies, and social-service agencies regarding the placement of children.

Freud's views on the origins of neurosis may continue to play a role in the understanding of multiple personality disorder and its roots in early sexual abuse. The concept of body memory, the physical memory that abuse has occurred, may well bridge the gap between Freud's concepts of repressed psychic memory and repressed actual memory of early sexual abuse; it may streamline the treatment of this condition. Finally, Freud's theory will no doubt continue to generate controversy, motivating both theory and research in the area of women's personality development.

SOURCES FOR FURTHER STUDY
Freud, Sigmund. New Introductory Lectures on Psychoanalysis. New York: W. W. Norton, 1933. This volume contains seven lectures or papers that Freud wrote toward the end of his career. Among them is "The Psychology of Women," in which Freud attempts to explain some fundamental differences between the sexes. Freud describes female behavior and the Oedipus complex for males and females, and he elaborates on the role of penis envy in female development. The volume also contains lectures on dreams, on the structure of personality, and on anxiety and the instincts.

__________. The Standard Edition of the Complete Psychological Works of Sigmund Freud. Edited by James Strachey. London: Hogarth Press, 1953-1974. Volume 7 in this collection of Freud's works contains a detailed case history of a woman named Dora, whom Freud treated over a period of years. This case history illustrates Freud's ideas about the causes of neurosis and hysterical symptoms. The work also contains three essays on sexuality, including sexual aberrations, infantile sexuality, and puberty.

Gilligan, Carol. In a Different Voice. Cambridge, Mass.: Harvard University Press, 1982. Traditional theories of development have tried to impose male thinking and values on female psychology. Gilligan discusses the importance of relationship as well as female conceptions of morality, challenging Freud's views on female superego development.

Horney, Karen. Feminine Psychology. Edited by Harold Kelman. New York: W. W. Norton, 1967. A collection of some of Karen Horney's early works in which she describes Freudian ideas on the psychology of women and offers her own observations and conclusions. Horney disputes Freud's notion of penis envy and in later essays explores such topics as distrust between the sexes, premenstrual tension, and female masochism.

Miller, Jean Baker. Toward a New Psychology of Women. 1976. 2d ed. Boston: Beacon Press, 1987. Miller proposes that traditional theories of female development have overlooked a critical ingredient in female behavior-affiliation-which she believes is a cornerstone of female psychology.

Miller, Jonathan, ed. Freud: The Man, His World, His Influence. Boston: Little, Brown, 1972. Miller has edited a series of essays that put Freud's work in historical, social, and cultural perspective. One essay, by Friedrich Heer, describes the impact of Freud's Jewish background on his life and work in Vienna. Another, by Martin Esslin, describes Vienna, the exciting and culturally rich background for Freud's work.

Rychlak, Joseph F. Introduction to Personality and Psychotherapy. 2d ed. Boston: Houghton Mifflin, 1981. This introductory personality text carefully reviews the work of several leading psychologists and psychotherapists, including Sigmund Freud. Rychlak describes the gradual development of Freud's structural hypothesis, and he reviews Freud's ideas about the instincts, dynamic concepts such as defense mechanisms, and the development of the Oedipus complex for males and females, noting the concerns of modern feminists who have found Freud's work offensive.

Ruth T. Hannon

See Also
Abnormality: Psychological Models; Consciousness; Dreams; Instinct Theory; Psychoanalysis; Psychoanalytic Psychology; Psychoanalytic Psychology and Personality: Sigmund Freud; Women's Psychology: Carol Gilligan; Women's Psychology: Karen Horney.


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